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Stocks/CATPrototype · noindex

Caterpillar (CAT) Stock: Price, Trend, Options & Financials

Caterpillar's price regime, relative strength, unusual-options history, curated-manager ownership and filed fundamentals — joined into one dated stock intelligence page.

What the evidence says now

CAT closed at $827.90 on Aug 21, 2026. The price is -8.6% from its 50-day average and +8.8% from its 200-day average, which places it in the rules-based “split trend” regime. The relative-strength check: over three months the stock returned -4.4%, trailing SPY by 7.5%. It remains 22.9% below its 52-week high.

Sources, methodology & freshnessLast updated 2026-08-21 · Open ↓
Source
Split-adjusted OHLCV, end-of-day options chains, SEC 13F filings and EDGAR XBRL company facts
Methodology
All symbols resolve through one SEC issuer identity; each block keeps its own vintage and missing evidence remains missing
Updates
Price/options daily; 13F quarterly; Financials each earnings seasonLast: 2026-08-21
Maintained & reviewed by Yuriy Matso — methodology shown on the page.
The answer · CAT stock2026-08-21market close
Split trend
$827.90+1.5% 1D

The close is -8.6% from its 50-day average and +8.8% from its 200-day average. Over three months, CAT returned -4.4% versus +3.1% for SPY.

vs 50-day
-8.6%
vs 200-day
+8.8%
From 52W high
-22.9%

Descriptive, not predictive. “Uptrend” is a rules-based reading of the close and moving averages; it is not a rating, price target or recommendation.

01

Price & regime

1 month
-7.5%
21 sessions
3 months
-4.4%
SPY +3.1%
6 months
+9.0%
126 sessions
1 year
+96.8%
252 sessions
YTD
+44.5%
Prior year-end close
20D volatility
47.3%
Annualized daily returns

One year of daily price and volume

252 split-adjusted sessions · candles above, share volume below

Open full chart →
52-week range: $410.52–$1073.46Latest volume: 0.79× its 20-day averageLatest dollar volume: $2.3B
02

Unusual options — attention, not intent

CAT appeared in a UOA top-30 list on 9 of 62 archived scanner sessions: 8 call-side, 1 put-side and 0 on both lists. The latest session did not place it in either top 30. Its larger composite score was 0.05, below the 1.5 “strong” threshold. That is repeated options attention, not proof of bullish trade initiation.

Call-side
8
Put-side
1
Both sides
0
Recent flagCall rankPut rank
2026-08-07#21
2026-07-30#23
2026-07-29#20
2026-07-28#22
2026-07-24#26
2026-07-02#30
2026-06-23#29
2026-06-02#17
2026-05-28#14
Archive: 2026-05-232026-08-21. The top 30 are cross-sectional ranks. “Call-side” and “put-side” do not identify the trade initiator or whether contracts are part of a spread.

Latest chain snapshot

2026-08-21
Call composite
-0.45
Outside top 30
Put composite
0.05
Outside top 30

Strong-signature cutoff: 1.5. Current OTM volume/OI: 0.125 calls, 0.115 puts.

03

Curated-manager ownership

1 of the 20 managers in the project's curated 13F set reported a long Caterpillar position in their latest filing, worth $6.8B in aggregate at each filing's reported value. This is a focused manager panel, not the complete institutional holder list.

Fund / managerPosition valuePortfolioSharesQuarter changeReport date
Gates Foundation Trust
Michael Larson · CAT
$6.8B19.65%6.35M
0.0%
unchanged
2026-06-30
13F filings arrive up to 45 days after quarter-end. Values and shares are filing snapshots, not live holdings. Options rows are excluded. Open the 13F Consensus Tracker →
04

Filed fundamentals — latest snapshot

Q2 FY2026 revenue
$20.5B
+24.0% YoY
Net income
$3.6B
+64.9% YoY
Free cash flow
$3.8B
Operating cash flow − capex
Gross margin
Period ended 2026-06-30

Go deeper into the filings

The dedicated Financials dashboard carries the complete quarterly and annual income statement, balance sheet and cash-flow history, with derived figures flagged and every XBRL concept disclosed.

Open CAT Financials →
05

How CAT trades — the working manual

Caterpillar sells construction, mining, energy and transportation equipment with a large parts, service and financing ecosystem. For the stock, end-user demand must be separated from dealer inventory movements, while backlog, price versus manufacturing cost and the installed base show whether a cycle is translating into durable margins and cash flow.

What can move the tape

  1. 01Construction, mining, oil-and-gas and power-generation investment across major regions.
  2. 02Dealer inventories, retail sales, backlog and production schedules.
  3. 03Pricing, manufacturing costs, product mix and aftermarket parts and service revenue.
  4. 04Operating cash flow, finance-receivable quality and capital returns through the cycle.

What can fool the read

  1. 01Dealer stocking can temporarily amplify or conceal changes in end-user demand.
  2. 02Commodity, construction and infrastructure cycles can weaken several customer groups together.
  3. 03Supply-chain constraints and factory underutilization can pressure margins independently of pricing.
  4. 04The finance arm adds credit and residual-value exposure when equipment markets soften.
Unusual share volume

Caterpillar triggered 2 issuer-level flags in the committed 2026-04-012026-08-21 archive. The latest was CAT on 2026-06-25: 1.9× its 30-day average volume while the stock moved +3.2% that session.

Earnings-reaction base rates

Not published yet. The local archive has 1 reported CAT events—too few for a defensible gap-and-drift study. This missing block is an explicit indexing blocker.

06

Source map & freshness

BlockWhat it usesVintageRaw data
IdentitySEC issuer + primary security mapping2026-08-23JSON ↓
Price & trendSplit-adjusted daily OHLCV + SPY comparison2026-08-21CSV ↓
OptionsEnd-of-day chain anomaly ranks2026-08-21Premium →
OwnershipLatest filings from 20 curated 13F managers2026-08-21Tool →
FinancialsSEC EDGAR XBRL company facts2026-08-16JSON ↓
Joined profileThe exact contract rendered by this page2026-08-23JSON ↓
07

CAT stock questions

Is CAT stock in an uptrend?+

CAT is classified in the “split trend” regime as of 2026-08-21: the close is -8.6% from its 50-day average and +8.8% from its 200-day average. This describes the current tape. It is not a forecast.

What does unusual options activity in CAT mean?+

Caterpillar's OTM option chain produced an outlier relative to the scanner universe on at least one archived session. Call-side and put-side labels identify which book produced the signature; end-of-day chain data does not identify buyers, sellers, institutions or spread legs.

Are the CAT 13F holdings current?+

No. 13F filings are delayed quarter-end snapshots and cover only the curated managers in this project. They are useful for documented ownership changes, not real-time positioning or complete institutional ownership.

Where are CAT's income statement and cash flow?+

The dedicated CAT Financials page contains the full quarterly and annual income statement, balance sheet and cash-flow history parsed from SEC EDGAR XBRL. This stock page carries only the latest filed snapshot.

Why is there no CAT earnings-move base rate yet?+

The committed earnings archive does not yet contain enough reported events for a defensible company-level reaction study. The page leaves that block unpublished instead of presenting a tiny sample as a reliable base rate.